The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Vanguard is set to pay $106.41 million to settle charges from the Securities and Exchange Commission for reportedly making misleading statements regarding its target date retirement funds.
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Approximately 9,000 Illinois residents are eligible to claim money from a settlement with investor services company Vanguard ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...