The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Approximately 9,000 Illinois residents are eligible to claim money from a settlement with investor services company Vanguard ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...