As we originally reported, on Nov. 4, the agency published a proposal to extend the deadline for compliance with some of the rule’s requirements by a year, from the ...

Industry consolidation among independent broker-dealers continues with Cetera Financial Group announcing on Monday morning it had agreed to buy the brokerage and advisory assets of Voya Financial ...

Broker compensation can be a slippery thing to nail down, with different firms using an ever-changing assortment of methods and incentives to compensate brokers for their work. Processing Content That ...

LPL Financial LLC has announced the addition of financial advisor Michael Carmichael, RFC®, CRPS®, founder of Carmichael Financial, to its broker-dealer and RIA platforms. With approximately $190 ...

If you’re new to investing, you might be wondering, what is a broker? What do brokers do and do you really need one? Read Next: 5 Subtly Genius Moves All Wealthy People Make With Their Money Earning ...

At first glance, it seems simple: Financial portals don't sell stocks, so they are not brokerages. But think about it. These are sites where you can get background information and news about a company ...

Although brokers can be infinitely helpful, there is a cost to using their services. Here are some of the ways that brokers get paid. If you’re making any type of financial transaction, there’s ...