A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC).

The Securities and Exchange Commission ordered Vanguard to pay $106.41 million over misleading statements about tax consequences affecting retail investors in its target-date retirement fund ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

The payment of $106.41 million will be distributed to harmed investors, the SEC said. Vanguard agreed without admitting or denying the SEC's findings. Vanguard is one of the world's largest asset ...